Roxanna M. Guinan
Cardea Capital Advisors, LLC
Director, Advisor Support Services
Roxanna M. Guinan Bio
Roxanna’s 30+ year financial services industry career began in her hometown of Baltimore, MD at Alex. Brown & Sons., Inc., a prestigious investment banking firm. After gaining a well-rounded understanding of brokerage operations, she moved to New York City to work on Wall Street for the correspondent clearing subsidiary of Citicorp. Roxanna managed several departments including Client Services and established “Executive Services,” a retail investment department exclusively supporting Citicorp executives worldwide. Roxanna has held management positions in operations, product development, client services, broker training, sales, and marketing at recognized firms including Bear Stearns, Merrill Lynch, US Clearing, Broadridge, COR Clearing, and at turnkey asset management platforms (TAMPS), EQIS Institutional, Claraphi Advisory Network, and Alternativ Wealth. Her expertise in advisory and TAMP solutions has been critical to helping registered investment advisors increase assets under management. Roxanna has been a freelance personal investing writer for Banks.com and has held numerous securities industry licenses. Currently, she holds a series 65. She lives in Vero Beach, FL and is active in various volunteer efforts including animal rescue, children’s welfare services, the Alzheimer’s Foundation, and the Hospice of Palm Beach County. In her free time, Roxanna enjoys tennis, pickleball, and creative cooking.